| Outgoing ACAT Transfers | $100 per account |
| Domestic DTC Free Receives / Delivers | $3.00 per transaction |
| Foreign Free Receives / Delivers | $35.00 per transaction |
| ADR Conversions | $45 plus pass through fees of ADR sponsor |
| Domestic Voluntary / Post-Actionable Reorgs | $50.00 per CUSIP per Account |
| International Voluntary / Post-Actionable Reorgs | $100.00 per CUSIP per Account |
| Margin Sell-Out Fee | $25.00 per ticket |
| Short Forced Buy-In Fee | $25.00 per ticket |
| Trade Corrections Post-Settlement | $10 |
| Paper Prospectus | $10 plus delivery fee |
| Paper Check | $10 plus delivery fee |
| ACH / Wire / Check Correction / Stop Payment / Return | $30 per event |
| Paper Confirms and Statements | $5 per event plus delivery fee |